DFX Intelligence

J•••••• P••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industrynot currently registered

J•••••• P••• S•••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:a4668979-d667-8787-f31f-dab82074d1f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Jul 17, 2023	n/a	yes	COLUMBUS, OH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 6, 2021	Oct 8, 2021	no	The Villages, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N••••••••• I••••••••• A•••••••• L••	Oct 8, 2021	Jul 17, 2023	647	Firm change after gap	Ibd to ibd
B••••••••• W••••• A•••••••• L••	T•••• L••	Mar 1, 2021	Dec 11, 2020

Relationships

Registered with (4)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 17, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 6, 2021 to Oct 8, 2021factForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 17, 2019 to Mar 1, 2021factForm ADV
→ T•••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

First seen by DFX
Sep 19, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4668979-d667-8787-f31f-dab82074d1f5
First observed: Oct 17, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.