DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• K••••••• W••••• • I••••••••• M•••••••••
Legal name G••••• K•••••••• I•••
Latest filing Jul 7, 2026
First filing on the tape Mar 5, 2014 · 46 filings
SEC status approved since Mar 14, 2014
RAUM
$4.1B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
98%
$4.0B individuals and HNW
Advisors
39
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
59
36 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$4.1B as of Jul 7, 2026
Mar 3, 2015$215M then
HNW client RAUM$1.8B as of Jul 7, 2026
Feb 9, 2018$264M then
State-registered IARs (5.B.3)36 as of Jul 7, 2026
Mar 3, 201512 then
Employees (5.A)59 as of Jul 7, 2026
Mar 3, 201521 then
Private funds: no history
RAUM +29% over the last fiscal year+23% a year over threeIARs 32 to 36offices 0 to 1
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 242derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $204,519derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 19.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.2B53%
- High-net-worth individuals$1.8B44%
- Corporations and businesses$63.7M1.5%
- Pension and profit-sharing plans$17.8M0.4%
- Charitable organizations$12.0M0.3%
- State and municipal entities$4.5M0.1%
- Investment companies$4.2M0.1%
- Individual clients
- 8,719reported
- HNW clients
- 706reported
- Pension plan clients
- 37reported
- Charitable clients
- 51reported
- Accounts
- 20,094reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
39 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• K•••••••Certified Financial Planner | Santa Monica, Ca | Jul 20, 2010 | 24 y | 1 |
| H•••• B•• D••••Certified Financial Planner | Santa Monica, Ca | Jul 20, 2010 | 21 y | 1 |
| M•••••• I•••••••Certified Financial Planner | Santa Monica, Ca | Jul 20, 2010 | 17 y | 1 |
| Z•••••• V•••••• B••••••Certified Financial Planner | Santa Monica, Ca | Jul 20, 2010 | 17 y | 0 |
| R••• M•••••• G••••• | Santa Monica, Ca | Jul 20, 2010 | 32 y | 2 |
| F••••••• S• L••Certified Financial Planner | Santa Monica, Ca | Jan 12, 2011 | 17 y | 0 |
| E••• M•••• S••••••••• | Santa Monica, Ca | Jan 12, 2011 | 17 y | 0 |
| E••••• J••••• S••••Certified Financial Planner | Santa Monica, Ca | Jul 1, 2011 | 17 y | 1 |
| R••••• C••• C•••••••Certified Financial Planner | Santa Monica, Ca | Sep 19, 2011 | 17 y | 0 |
| B•••• A•••••• M•••••• | Santa Monica, Ca | Jan 15, 2013 | 18 y | 1 |
| B••••••• T••••• D•••••Certified Financial Planner | Santa Monica, Ca | May 28, 2015 | 11 y | 0 |
| N••••••• N••••• L•••••••Certified Financial Planner | Santa Monica, Ca | Aug 21, 2015 | 12 y | 0 |
| K•••••• M•••• H••• | Santa Monica, Ca | Feb 1, 2016 | 14 y | 0 |
| B•••• T••••• S•••••• | Santa Monica, Ca | Jan 11, 2018 | 13 y | 0 |
| M•••••• A••• B•••• | Santa Monica, Ca | Jan 11, 2018 | 10 y | 0 |
| Z••• H••••• | Santa Monica, Ca | Oct 30, 2019 | 11 y | 0 |
| K••• C•••• | Santa Monica, Ca | Dec 18, 2019 | 12 y | 0 |
| N••••••• P••• A••••• | Santa Monica, Ca | Dec 26, 2019 | 14 y | 0 |
| S••• M•••••• C••••• | Santa Monica, Ca | Jun 18, 2020 | 11 y | 0 |
| D••••• L• M•••••• | Santa Monica, Ca | Apr 17, 2021 | 19 y | 0 |
| S•••• F••••••• D••••• | Santa Monica, Ca | Jun 18, 2021 | 10 y | 0 |
| R••••• L•••• | Santa Monica, Ca | Jun 22, 2021 | 12 y | 0 |
| J•••• V•••• | Santa Monica, Ca | Aug 31, 2021 | 13 y | 1 |
| S••••• E••••••Certified Financial Planner | Santa Monica, Ca | Nov 10, 2021 | 14 y | 0 |
| M•• E•••• S••••• | Santa Monica, Ca | Jan 10, 2022 | 10 y | 0 |
| S••••• J•••• B••••••• | Santa Monica, Ca | Sep 9, 2022 | 13 y | 0 |
| M•••••• G••••• | Santa Monica, Ca | Jan 12, 2023 | 10 y | 1 |
| J••• J• K••Certified Financial Planner | Santa Monica, Ca | Aug 25, 2023 | 18 y | 4 |
| B••••••• A••••• R•••••• | Santa Monica, Ca | Nov 22, 2024 | 10 y | 0 |
| X••••••• B• | Santa Monica, Ca | Jan 1, 2025 | 26 y | 2 |
| E••• M•••••• R••• | Santa Monica, Ca | Jan 21, 2025 | 12 y | 0 |
| R••••• P••• V••••Certified Financial Planner | Santa Monica, Ca | May 21, 2025 | 16 y | 1 |
| R••• G••••Certified Financial Planner | Santa Monica, Ca | Jun 16, 2025 | 16 y | 1 |
| B••••• G••••• M••••• | Santa Monica, Ca | Aug 25, 2025 | 12 y | 2 |
| D••••• P••••• K••••• | Santa Monica, Ca | Sep 16, 2025 | 11 y | 0 |
| A••••• D••••••• G•••• | Santa Monica, Ca | Feb 5, 2026 | 10 y | 0 |
| C•••• M•••••••• | Santa Monica, Ca | Mar 19, 2026 | 14 y | 0 |
| B••••••• J••• M•••••• | Santa Monica, Ca | May 6, 2026 | 12 y | 1 |
| B•••••• J•••Certified Financial Planner | Bellvue, Wa | May 6, 2026 | 10 y | 2 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D••• M••••• M•••••••• to I•• A••••••• S•••••••• I•••Aug 18, 2025 · RIA to RIA
- W•••• W•• T••• to T•• W••••••••• F••• L••Sep 1, 2023 · RIA to RIA
- E•• R•••• T•••• A•• to U•• F•••••••• S••••••• I•••Apr 27, 2023 · RIA to wirehouse
- G•••••• M•••••• F••••• to W•••• F•••• A•••••••Jan 17, 2023 · RIA to wirehouse
- T••••• E••••• D••••••• to D••••••• I•••••••••Jul 18, 2022 · RIA to a state-registered adviser
- N••• A••• to W•••• F•••• A•••••••Mar 23, 2022 · RIA to wirehouse
- A•••••• A•••• E•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 9, 2021 · RIA to wirehouse
- B•••• A••• S••••••• to E•••• S••••••••• L••Feb 26, 2020 · RIA to affiliated broker-dealer or bank
- M•••••• K•••• to L•• F•••••••• L••Nov 21, 2019 · RIA to affiliated broker-dealer or bank
- J•••• J•• L•••••• M••••• to L•• F•••••••• L••Sep 13, 2019 · RIA to affiliated broker-dealer or bank
- E••• S••••••• to O••••••••• • C•• I•••Jan 11, 2018 · Other
- B••• M•••••• S•••• to P••••••• C•••••• A••••••• C•••••••••Jan 11, 2018 · Other
- J••••• F•••••••• A•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 20, 2012 · Other
- V••••• S••••• A•••••• to M••••• S••••••Jun 21, 2012 · Other
- S•••• R••••• C•••• to C•••• I••••••••• S••••••• C••••Sep 16, 2011 · Other
Joined, latest
- B•••••• J••• from L••May 6, 2026 · RIA to RIA
- B••••••• J••• M•••••• from E•••••••• A•••••••• L••May 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- B••••• G••••• M••••• from S•••••••• A••••••• L••Aug 25, 2025 · Affiliated broker-dealer or bank to independent RIA
- R••• G•••• from N•• A••••••• S••••••• I••Jun 16, 2025 · RIA to RIA
- R••••• P••• V•••• from A••••••••• I•••May 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- X••••••• B• from L•• F•••••••• L••Jan 1, 2025 · RIA to RIA
- J••• J• K•• from S•••••••• F••••••••• I•••Aug 25, 2023 · Affiliated broker-dealer or bank to independent RIA
- M•••••• G••••• from F••••••• P••••••• A•• W•••••••• A•••••••Jan 12, 2023 · Affiliated broker-dealer or bank to independent RIA
- A•••••• A•••• E•••••• from J••• M••••• S••••••••• L••Nov 12, 2021 · Wirehouse to independent RIA
- J•••• V•••• from L•• F•••••••• L••Aug 31, 2021 · Affiliated broker-dealer or bank to independent RIA
- N••• A••• from J••• M••••• S••••••••• L••Aug 31, 2021 · Wirehouse to independent RIA
- T••••• E••••• D••••••• from A••••••••• L••Jul 2, 2020 · RIA to RIA
- B•••• A••• S••••••• from E•••••••• A•••••••• L••Apr 1, 2019 · Affiliated broker-dealer or bank to independent RIA
- G•••••• M•••••• F••••• from J••• M••••• S••••••••• L••Oct 4, 2018 · Wirehouse to independent RIA
- E••• S••••••• from L•• F•••••••• L••Oct 13, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• R•••• M•••••• · President/Chief Executive Officercontrolsince 05/2010 · owns 25% to 50%
- K•••••••• D••••• · Vice President/Chief Compliance Officercontrolsince 05/2010 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Santa Monica, Ca · principal | 38 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Other offices · 0 to 1Mar 31, 2026 to Jul 7, 2026
- Accounts · 17,238 to 20,094May 12, 2025 to Mar 31, 2026
- Advisory employees · 33 to 36May 12, 2025 to Mar 31, 2026
- Corporate clients · 92 to 104May 12, 2025 to Mar 31, 2026
- HNW clients · 689 to 706May 12, 2025 to Mar 31, 2026
- Individual clients · 10,171 to 8,719May 12, 2025 to Mar 31, 2026
- Pension plan clients · 21 to 37May 12, 2025 to Mar 31, 2026
- Pooled vehicle clients · unset to 0.0May 12, 2025 to Mar 31, 2026
- Employees · 54 to 59May 12, 2025 to Mar 31, 2026
- State-registered IARs · 32 to 36May 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.0B to $3.9BMay 12, 2025 to Mar 31, 2026
- HNW RAUM · $1.7B to $1.8BMay 12, 2025 to Mar 31, 2026
- Individual RAUM · $1.4B to $2.2BMay 12, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $163M to $166MMay 12, 2025 to Mar 31, 2026
- Pension RAUM · $5.2M to $17.8MMay 12, 2025 to Mar 31, 2026
- RAUM · $3.2B to $4.1BMay 12, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to May 12, 2025
- Accounts · 17,360 to 17,238Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 29 to 33Mar 29, 2024 to Mar 31, 2025
- Charity clients · 39 to 51Mar 29, 2024 to Mar 31, 2025
- Corporate clients · 90 to 92Mar 29, 2024 to Mar 31, 2025
- HNW clients · 554 to 689Mar 29, 2024 to Mar 31, 2025
- Individual clients · 12,334 to 10,171Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 260 to 21Mar 29, 2024 to Mar 31, 2025
- Employees · 48 to 54Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 31 to 32Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.4B to $3.0BMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $1.2B to $1.7BMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $1.1B to $1.4BMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $154M to $163MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $147M to $5.2MMar 29, 2024 to Mar 31, 2025
- RAUM · $2.6B to $3.2BMar 29, 2024 to Mar 31, 2025
- Accounts · 14,394 to 17,360Dec 7, 2023 to Mar 29, 2024
- Advisory employees · 26 to 29Dec 7, 2023 to Mar 29, 2024
- Charity clients · 36 to 39Dec 7, 2023 to Mar 29, 2024
- Corporate clients · 82 to 90Dec 7, 2023 to Mar 29, 2024
- HNW clients · 504 to 554Dec 7, 2023 to Mar 29, 2024
- Individual clients · 11,200 to 12,334Dec 7, 2023 to Mar 29, 2024
- Pension plan clients · 237 to 260Dec 7, 2023 to Mar 29, 2024
- Employees · 46 to 48Dec 7, 2023 to Mar 29, 2024
Signals
11 dated events
- G••••• K••••••• W••••• • I••••••••• M••••••••• reported RAUM $4.1B, up 29% from $3.2B (2025-05-12 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- D••• M••••• M•••••••• left G••••• K••••••• W••••• • I••••••••• M••••••••• for I•• A••••••• S•••••••• I••• (registered 2025-04-18)Aug 18, 2025 · Advisor changed firm · fact
- W•••• W•• T••• left G••••• K••••••• W••••• • I••••••••• M••••••••• for T•• W••••••••• F••• L•• (registered 2023-09-01)Sep 1, 2023 · Advisor changed firm · fact
- E•• R•••• T•••• A•• left G••••• K••••••• W••••• • I••••••••• M••••••••• for U•• F•••••••• S••••••• I••• (registered 2023-05-17)Apr 27, 2023 · Advisor changed firm · fact
- G•••••• M•••••• F••••• left G••••• K••••••• W••••• • I••••••••• M••••••••• for W•••• F•••• A••••••• (registered 2023-01-13)Jan 17, 2023 · Advisor changed firm · fact
- T••••• E••••• D••••••• left G••••• K••••••• W••••• • I••••••••• M••••••••• for D••••••• I••••••••• (registered 2025-01-22)Jul 18, 2022 · Advisor changed firm · fact
- N••• A••• left G••••• K••••••• W••••• • I••••••••• M••••••••• for W•••• F•••• A••••••• (registered 2022-03-14)Mar 23, 2022 · Advisor changed firm · fact
- G••••• K••••••• W••••• • I••••••••• M••••••••• reported RAUM $1.8B, up 60% from $1.1B (2020-09-28 to 2021-03-10)Mar 10, 2021 · RAUM change · derived
- G••••• K••••••• W••••• • I••••••••• M••••••••• reported RAUM $1.1B, up 45% from $778.2M (2019-09-05 to 2020-03-02)Mar 2, 2020 · RAUM change · derived
- G••••• K••••••• W••••• • I••••••••• M••••••••• reported RAUM $656.5M, up 31% from $502.9M (2017-11-17 to 2018-02-09)Feb 9, 2018 · RAUM change · derived
- G••••• K•••••••• I••• filed its initial SEC registration (Form ADV)Mar 5, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 310-441-9393reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/gerberkawasakireportedpublic record, Form ADV, Sep 18, 2026
- Website
- GETINVESTED.MEreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-399-6397reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026