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T••• L•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

T••• L•••• A••••••

Advisor at L••••• W••••• C••••••• L•••

LOS GATOS, CA

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Search this name across graphsid dfx:ria:a46fa930-3908-b648-06db-81803146b9ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• W••••• C••••••• L•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 2, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• W••••• C••••••• L•••	State registered	Nov 24, 2025	n/a	yes	LOS GATOS, CA	Current employment
L••••• W••••• C••••••• L•••	State registered	Jul 20, 2015	Dec 31, 2017	no	LOS GATOS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• S•••••••• L••	L••••• W••••• C••••••• L•••	Dec 31, 2014	Jul 20, 2015	201	Firm change	Other
L••••• M••••••••• C• I••	L••••• W••••• S•••••••• L••	Oct 31, 2012	Jan 30, 2012

Relationships

Registered with (5)

→ L••••• W••••• C••••••• L•••Registered adviserregistration: previous registration
Jul 20, 2015 to Dec 31, 2017factForm ADV
→ L••••• W••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 30, 2012 to Dec 31, 2014factForm ADV
→ L••••• M••••••••• C• I••Registered adviserregistration: previous registration
Aug 23, 2011 to Oct 31, 2012factForm ADV
→ P•••••• A•••• A•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a46fa930-3908-b648-06db-81803146b9ad
First observed: Apr 4, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.