RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• L•••• A••••••
- L••••• W••••• C••••••• L••• state registered currentsince Nov 24, 2025 · Los Gatos, Ca
- L••••• W••••• C••••••• L••• state registeredJul 20, 2015 to Dec 31, 2017 · Los Gatos, Ca
- L••••• W••••• S•••••••• L•• unclassifiedJan 30, 2012 to Dec 31, 2014 · Los Gatos, Ca
- L••••• M••••••••• C• I•• formerAug 23, 2011 to Oct 31, 2012 · Cupertino, Ca
- L••••• W••••• S•••••••• L•• unclassifiedAug 25, 2010 to Dec 31, 2011 · Los Gatos, Ca
- P•••••• A•••• A•••••••• I••• unclassifiedJan 27, 2010 to Aug 21, 2010 · San Juan Capistrano, Ca
- L••••• W••••• unclassifiedSep 16, 2009 to Mar 1, 2010 · Palo Alto, Ca
- L••••• W••••• S•••••••• L•• unclassifiedApr 2, 2009 to Dec 31, 2009 · Los Gatos, Ca
- L••••• W••••• S•••••••• L•• unclassifiedApr 4, 2007 to Dec 31, 2008 · Los Gatos, Ca
- L••••• W••••• S•••••••• L•• to L••••• W••••• C••••••• L•••left Dec 31, 2014, registered Jul 20, 2015 (201 days) · Other
- L••••• M••••••••• C• I•• to L••••• W••••• S•••••••• L••left Oct 31, 2012, registered Jan 30, 2012 (-275 days) · Other
- L••••• W••••• S•••••••• L•• to L••••• M••••••••• C• I••left Dec 31, 2011, registered Aug 23, 2011 (-130 days) · Other
- P•••••• A•••• A•••••••• I••• to L••••• W••••• S•••••••• L••left Aug 21, 2010, registered Aug 25, 2010 (4 days) · Other
- L••••• W••••• to P•••••• A•••• A•••••••• I•••left Mar 1, 2010, registered Jan 27, 2010 (-33 days) · Other
- L••••• W••••• S•••••••• L•• to L••••• W•••••left Dec 31, 2009, registered Sep 16, 2009 (-106 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address