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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LEHRER MANAGEMENT CO INC

CRD 107995

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6203e075-5ea6-3d75-4120-a24bde3472f2

Data as of May 16, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to May 16, 2013
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.4MItem 5.F on the latest filing (2013-05-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 4
SEC number: 801-55473
CRD: 107995
Filings on the tape: 6
First filed: Feb 14, 2012
Latest filed: May 16, 2013
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALEXSON, STEVEN, BRETT	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	10/2012	Nov 15, 2012	May 16, 2013
ALEXSON, STEVEN, BRETT	President	Na	yes	10/2012	Nov 15, 2012	May 16, 2013
ALPHA CUBED INVESTMENTS, LLC	OWNS 100% OF LEHRER MANAGEMENT COMPANY, INC.	E	yes	10/2012	Nov 15, 2012	May 16, 2013
WALSH, CHRISTINA, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	02/2013	May 16, 2013	May 16, 2013
WALSH, TODD, RANDALL	President	Na	yes	10/2012	Nov 15, 2012	May 16, 2013
WALSH, TODD, RANDALL	MANAGING MEMBER	D	yes	10/2012	Nov 15, 2012	May 16, 2013
LEHRER, NORMAN, HENRY	VICE PRESIDENT OF INVESTMENTS	Na	no	10/2012	Feb 14, 2012	May 16, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALPHA CUBED INVESTMENTS, LLC	n/a	Former SEC adviser	$3.8B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Cupertino	CA	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Feb 5, 2013	$147M	$145M	4	3	n/a	n/a	n/a
2011	Feb 14, 2012	$160M	$140M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$3.4M	$160M	-97.9%	n/a	n/a	4	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ ALPHA CUBED INVESTMENTS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (4)

← WALSH, TODD, RANDALLOwnerMANAGING MEMBER, ownership code D, individual
Nov 15, 2012 to presentfactForm ADV
← ALPHA CUBED INVESTMENTS, LLCOwnerOWNS 100% OF LEHRER MANAGEMENT COMPANY, INC., ownership code E, domestic entity
Nov 15, 2012 to presentfactForm ADV
← ALEXSON, STEVEN, BRETTOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Nov 15, 2012 to presentfactForm ADV
← WALSH, CHRISTINA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 16, 2013 to presentfactForm ADV

Owns (1)

← LEHRER, NORMAN, HENRYOwnerVICE PRESIDENT OF INVESTMENTS, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV

Registered with (6)

← TODD RANDALL WALSHAdvisorregistration: previous registration
Nov 15, 2012 to Oct 30, 2013factForm ADV
← TONY LARRY ALARCONAdvisorregistration: previous registration
Aug 23, 2011 to Oct 31, 2012factForm ADV
← JONATHAN GIDEON RILEYAdvisorregistration: previous registration
Jan 10, 2011 to Jul 7, 2011factForm ADV
← STUART EDWIN FRIEDMANAdvisorregistration: previous registration
Aug 14, 2002 to Jul 7, 2011factForm ADV
← ERIC CAMERON PATTERSONAdvisorregistration: previous registration
Nov 30, 2010 to Jul 7, 2011factForm ADV
← CRAIG STEVEN BROOKSAdvisorregistration: previous registration
Oct 14, 2003 to Nov 23, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6203e075-5ea6-3d75-4120-a24bde3472f2
First observed: Feb 14, 2012
Last observed: May 16, 2013 162 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEHRER MANAGEMENT CO INC

CRD 107995

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6203e075-5ea6-3d75-4120-a24bde3472f2

Data as of May 16, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALEXSON, STEVEN, BRETT

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

10/2012

Nov 15, 2012

May 16, 2013

ALEXSON, STEVEN, BRETT

President

yes

10/2012

Nov 15, 2012

May 16, 2013

ALPHA CUBED INVESTMENTS, LLC

OWNS 100% OF LEHRER MANAGEMENT COMPANY, INC.

yes

10/2012

Nov 15, 2012

May 16, 2013

WALSH, CHRISTINA, MARIE

CHIEF COMPLIANCE OFFICER

yes

02/2013

May 16, 2013

WALSH, TODD, RANDALL

President

yes

10/2012

Nov 15, 2012

May 16, 2013

WALSH, TODD, RANDALL

MANAGING MEMBER

yes

10/2012

Nov 15, 2012

May 16, 2013

LEHRER, NORMAN, HENRY

VICE PRESIDENT OF INVESTMENTS

10/2012

Feb 14, 2012

May 16, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALPHA CUBED INVESTMENTS, LLC

n/a

Former SEC adviser

$3.8B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Cupertino

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Feb 5, 2013

$147M

$145M

n/a

2011

Feb 14, 2012

$160M

$140M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$3.4M

$160M

-97.9%

n/a