DFX Intelligence

B•••• A•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

B•••• A•••••• W•••

Advisor at P•• F•••••••• G••••

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4940276-1992-6b7c-7f3c-d7753a9695c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 31, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• F•••••••• G••••	Independent wealth	Jun 13, 2016	n/a	yes	SAN ANTONIO, TX	Current employment
A•••••• R••••••• C••••••	Independent wealth	Nov 20, 2013	Sep 14, 2016	no	SAN ANTONIO, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• R••••••• C••••••	P•• F•••••••• G••••	Sep 14, 2016	Jun 13, 2016	-93	Firm change after gap	Other
L•• F•••••••• L••	A•••••• R••••••• C••••••	Oct 28, 2015	Nov 20, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
164109:284164:TX:2016-09-14	Sep 14, 2016	Jun 13, 2016	DALLAS, TX	Firm change after gap
6413:164109:TX:2015-10-28	Oct 28, 2015	Nov 20, 2013	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (5)

→ P•• F•••••••• G••••Registered adviserregistration: current employment
Jun 13, 2016 to presentfactForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Nov 20, 2013 to Sep 14, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2010 to Oct 28, 2015factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4940276-1992-6b7c-7f3c-d7753a9695c2
First observed: Apr 23, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.