DFX Intelligence

G•••••••• A••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

G•••••••• A••• B•••

Advisor at C•••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:a4a16ef2-15d6-7e62-63ef-78d60a39483c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	May 13, 2021	n/a	yes	Getzville, NY	Current employment
L•••••• I•••••••••	Independent wealth	Mar 25, 2021	n/a	yes	Fort Washington, PA\|Amherst, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•••••• I•••••••••	Feb 24, 2017	Mar 25, 2021	1,490	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (3)

→ C•••••• A•••••••Registered adviserregistration: current employment
May 13, 2021 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: current employment
Mar 25, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 18, 2016 to Feb 24, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4a16ef2-15d6-7e62-63ef-78d60a39483c
First observed: Nov 18, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.