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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

CHRISTOPHER PENNOCK HART

Advisor at ORION PORTFOLIO SOLUTIONS, LLC

Berwyn, PA | OMAHA, NE

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Search this name across graphsid dfx:ria:a4ae7e02-35dd-2c64-0d45-0fc2ed3dee49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ORION PORTFOLIO SOLUTIONS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 28, 1997
First registration: Jun 27, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2789428

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Jan 17, 2023	n/a	yes	Berwyn, PA\|OMAHA, NE	Current employment
ORION PORTFOLIO SOLUTIONS, LLC	Former SEC adviser	Jan 12, 2022	Jan 6, 2023	no	Berwyn, PA\|OMAHA, NE	Previous registration
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Oct 19, 2020	Dec 31, 2021	no	OMAHA, NE	Previous registration
BRINKER CAPITAL INC	Former SEC adviser	Feb 12, 2014	Oct 16, 2020	no	BERWYN, PA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 19, 2013	no	PURCHASE, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 17, 2007	Jun 1, 2009	no	WILMINGTON, DE\|WILMINGTON, DE\|NEW YORK, NY	Previous registration
HAVERFORD FINANCIAL SERVICES, INC.	Asset manager	Jul 14, 2004	Feb 7, 2006	no	RADNOR, PA	Previous registration
PERSHING LLC	n/a	Jun 27, 2002	Dec 17, 2002	no	BALA CYNWYD, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORION PORTFOLIO SOLUTIONS, LLC	ORION PORTFOLIO SOLUTIONS, LLC	Jan 6, 2023	Jan 17, 2023	11	Bulk transfer	RIA to ibd
ORION PORTFOLIO SOLUTIONS, LLC	ORION PORTFOLIO SOLUTIONS, LLC	Dec 31, 2021	Jan 12, 2022	12	Bulk transfer	Ibd to RIA
BRINKER CAPITAL INC	ORION PORTFOLIO SOLUTIONS, LLC	Oct 16, 2020	Oct 19, 2020	3	Bulk transfer	Ibd to ibd
MORGAN STANLEY	BRINKER CAPITAL INC	Apr 19, 2013	Feb 12, 2014	299	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
HAVERFORD FINANCIAL SERVICES, INC.	CITIGROUP GLOBAL MARKETS INC.	Feb 7, 2006	Jan 17, 2007	344	Firm change	Other
PERSHING LLC	HAVERFORD FINANCIAL SERVICES, INC.	Dec 17, 2002	Jul 14, 2004	575	Firm change after gap	Other

Relationships

Registered with (7)

→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Oct 19, 2020 to Dec 31, 2021factForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jan 12, 2022 to Jan 6, 2023factForm ADV
→ BRINKER CAPITAL INCRegistered adviserregistration: previous registration
Feb 12, 2014 to Oct 16, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 19, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 17, 2007 to Jun 1, 2009factForm ADV
→ HAVERFORD FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 14, 2004 to Feb 7, 2006factForm ADV
→ PERSHING LLCRegistered adviserregistration: previous registration
Jun 27, 2002 to Dec 17, 2002factForm ADV

Dated events

No dated event names this entity yet.