DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Pennock Hart
Feed of 09/14/2026
At current firm
3 y
since Jan 17, 2023
In the industry
29 y
since Aug 28, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Orion Portfolio Solutions, LLC BD affiliated currentsince Jan 17, 2023 · Berwyn, Pa
- Orion Portfolio Solutions, LLC formerJan 12, 2022 to Jan 6, 2023 · Berwyn, Pa
- Orion Portfolio Solutions, LLC BD affiliatedOct 19, 2020 to Dec 31, 2021 · Omaha, Ne
- Brinker Capital Inc formerFeb 12, 2014 to Oct 16, 2020 · Berwyn, Pa
- Morgan Stanley wirehouseJun 1, 2009 to Apr 19, 2013 · Purchase, Ny
- Citigroup Global Markets Inc. BD affiliatedJan 17, 2007 to Jun 1, 2009 · Wilmington, De
- Haverford Financial Services, Inc. asset managerJul 14, 2004 to Feb 7, 2006 · Radnor, Pa
- Pershing LLC unclassifiedJun 27, 2002 to Dec 17, 2002 · Bala Cynwyd, Pa
Moves
a registration end followed by a registration begin elsewhere
- Orion Portfolio Solutions, LLC to Orion Portfolio Solutions, LLCleft Jan 6, 2023, registered Jan 17, 2023 (11 days) · corporate re-registration, not a move
- Orion Portfolio Solutions, LLC to Orion Portfolio Solutions, LLCleft Dec 31, 2021, registered Jan 12, 2022 (12 days) · corporate re-registration, not a move
- Brinker Capital Inc to Orion Portfolio Solutions, LLCleft Oct 16, 2020, registered Oct 19, 2020 (3 days) · corporate re-registration, not a move
- Morgan Stanley to Brinker Capital Incleft Apr 19, 2013, registered Feb 12, 2014 (299 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Haverford Financial Services, Inc. to Citigroup Global Markets Inc.left Feb 7, 2006, registered Jan 17, 2007 (344 days) · Other
- Pershing LLC to Haverford Financial Services, Inc.left Dec 17, 2002, registered Jul 14, 2004 (575 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address