DFX Intelligence

H•••• R••••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

H•••• R••••••• E••••

Advisor at R••••••••• P••••• L••

AUBURN, AL

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Search this name across graphsid dfx:ria:a4b21c00-5e0f-1794-6795-a2f699cbac46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• P••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• P••••• L••	State registered	Jan 12, 2026	n/a	yes	AUBURN, AL	Current employment
R••••••••• P••••• L••	State registered	Jan 8, 2024	Dec 31, 2025	no	AUBURN, AL\|AUBURN, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	R••••••••• P••••• L••	Jan 28, 2022	Mar 22, 2022	53	Firm change	RIA to state RIA
I•••••• I••••••••• L••	F••••••••• I••••••••• A••••••• L••	Jul 15, 2019	Nov 5, 2019

Relationships

Registered with (5)

→ R••••••••• P••••• L••Registered adviserregistration: previous registration
Jan 8, 2024 to Dec 31, 2025factForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 5, 2019 to Jan 28, 2022factForm ADV
→ I•••••• I••••••••• L••Registered adviserregistration: previous registration
Feb 17, 2016 to Jul 15, 2019factForm ADV
→ S••••• I••••••••• M••••••••• L••

Dated events

Occurred
Jan 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4b21c00-5e0f-1794-6795-a2f699cbac46
First observed: May 8, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.