RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• R••••••• E••••
- R••••••••• P••••• L•• state registered currentsince Jan 12, 2026 · Auburn, Al
- R••••••••• P••••• L•• state registeredJan 8, 2024 to Dec 31, 2025 · Auburn, Al
- R••••••••• P••••• L•• state registeredMar 22, 2022 to Dec 31, 2023 · Auburn, Al
- F••••••••• I••••••••• A••••••• L•• independent RIANov 5, 2019 to Jan 28, 2022 · Phoenix, Az
- I•••••• I••••••••• L•• unclassifiedFeb 17, 2016 to Jul 15, 2019 · Destin, Fl
- S••••• I••••••••• M••••••••• L•• independent RIAOct 13, 2014 to May 8, 2015 · Destin, Fl
- S•••••••• F••••••••• I••• formerMay 8, 2014 to Aug 22, 2014 · Niceville, Fl
- F••••••••• I••••••••• A••••••• L•• to R••••••••• P••••• L••left Jan 28, 2022, registered Mar 22, 2022 (53 days) · RIA to a state-registered adviser
- I•••••• I••••••••• L•• to F••••••••• I••••••••• A••••••• L••left Jul 15, 2019, registered Nov 5, 2019 (113 days) · Other
- S••••• I••••••••• M••••••••• L•• to I•••••• I••••••••• L••left May 8, 2015, registered Feb 17, 2016 (285 days) · Other
- S•••••••• F••••••••• I••• to S••••• I••••••••• M••••••••• L••left Aug 22, 2014, registered Oct 13, 2014 (52 days) · Other
- H•••• R••••••• E•••• left F••••••••• I••••••••• A••••••• L•• for R••••••••• P••••• L•• (registered 2022-03-22)Jan 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address