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B•••••• T••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B•••••• T••••• L•••

Advisor at A••••••• I••••••••• S••••••••• G••••• L••

EAGLE, ID | Troy, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4d09afd-65e9-333e-3d1a-1735fd9bd000

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• S••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• S••••••••• G••••• L••	I•••••••••_WEALTH	Mar 31, 2025	n/a	yes	Troy, MI\|EAGLE, ID\|EAGLE, ID	Current employment
L••• K••• • C••••••	Former SEC adviser	Jun 13, 2014	Mar 28, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••• K••• • C••••••	A••••••• I••••••••• S••••••••• G••••• L••	Mar 28, 2025	Mar 31, 2025	3	Firm change	RIA to RIA
W•••• F•••• A•••••••	L••• K••• • C••••••	Jun 18, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
27913:135288:MI:2025-03-28	Mar 28, 2025	Mar 31, 2025	TROY, MI	Firm change

Relationships

Registered with (5)

→ A••••••• I••••••••• S••••••••• G••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ L••• K••• • C••••••Registered adviserregistration: previous registration
Jun 13, 2014 to Mar 28, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 18, 2011 to Jun 18, 2014factForm ADV
→ M••••• S••••••

Dated events

Occurred
Mar 28, 2025
Advisor changed firm
B•••••• T••••• L••• left L••• K••• • C•••••• for A••••••• I••••••••• S••••••••• G••••• L•• (registered 2025-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4d09afd-65e9-333e-3d1a-1735fd9bd000
First observed: Nov 11, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.