RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• T••••• L•••
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth currentsince Mar 31, 2025 · Troy, Mi
- L••• K••• • C•••••• formerJun 13, 2014 to Mar 28, 2025 · Troy, Mi
- W•••• F•••• A••••••• wirehouseAug 18, 2011 to Jun 18, 2014 · Birmingham, Mi
- M••••• S•••••• wirehouseSep 28, 2010 to Sep 7, 2011 · Troy, Mi
- U•• F•••••••• S••••••• I••• wirehouseNov 11, 2002 to Jan 23, 2007 · Troy, Mi
- L••• K••• • C•••••• to A••••••• I••••••••• S••••••••• G••••• L••left Mar 28, 2025, registered Mar 31, 2025 (3 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to L••• K••• • C••••••left Jun 18, 2014, registered Jun 13, 2014 (-5 days) · Other
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 7, 2011, registered Aug 18, 2011 (-20 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jan 23, 2007, registered Sep 28, 2010 (1344 days) · Wirehouse to wirehouse
- B•••••• T••••• L••• left L••• K••• • C•••••• for A••••••• I••••••••• S••••••••• G••••• L•• (registered 2025-03-31)Mar 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address