DFX Intelligence

M•••••• J••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

M•••••• J••• V•••••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

CLEVELAND, OH | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:a4d39f79-7f73-7cc4-128a-8f61f21631f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 16, 2025	n/a	yes	CLEVELAND, OH\|PLYMOUTH, MN	Current employment
M••••• W•••••• L••	Former SEC adviser	Feb 18, 2020	May 19, 2025	no	Mayfield Village, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• W•••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	May 19, 2025	May 16, 2025	-3	Bulk transfer	RIA to ibd
C•••••••• F•••••••• G•••• A•••••••	M••••• W•••••• L••	Jan 27, 2020	Feb 18, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
15708:134628:OH:2020-01-27	Jan 27, 2020	Feb 18, 2020	FAIRLAWN, OH	Firm change

Relationships

Registered with (4)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ M••••• W•••••• L••Registered adviserregistration: previous registration
Feb 18, 2020 to May 19, 2025factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Apr 13, 2007 to Jan 27, 2020factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4d39f79-7f73-7cc4-128a-8f61f21631f1
First observed: Oct 22, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.