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J••••••• A•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

J••••••• A•••••• B•••

Advisor at R•••••• W••••• M••••••••• I•••

CHICAGO, IL

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Search this name across graphsid dfx:ria:a4e55c5e-a530-c13e-30c4-2927643af9d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• W••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• W••••• M••••••••• I•••	State registered	Feb 23, 2015	n/a	yes	CHICAGO, IL	Current employment
R•••• C•••••• M••••••••• I•••	Former SEC adviser	Jan 3, 2014	Nov 24, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• C•••••• M••••••••• L••	R•••• C•••••• M••••••••• I•••	Jul 30, 2015	Jan 3, 2014	-573	Firm change after gap	Other
R•••• C•••••• M••••••••• I•••	R•••••• W••••• M••••••••• I•••	Nov 24, 2014

Relationships

Registered with (5)

→ R•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 23, 2015 to presentfactForm ADV
→ S••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 23, 2012 to Jul 30, 2015factForm ADV
→ R•••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2014 to Nov 24, 2014factForm ADV
→ R••••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4e55c5e-a530-c13e-30c4-2927643af9d5
First observed: Sep 11, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.