DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 169494
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BELL, JONATHON, ANTHONY | President | Na | yes | 07/2012 | Oct 23, 2013 | Feb 18, 2014 |
| BELL, JONATHON, ANTHONY | Owner | D | yes | 07/2012 | Oct 23, 2013 | Feb 18, 2014 |
| CLARK, BRIAN, LESLEY | Cfo | Na | yes | 07/2012 | Oct 23, 2013 | Feb 18, 2014 |
| CLARK, BRIAN, LESLEY | Owner | F | yes | 07/2012 | Oct 23, 2013 | Feb 18, 2014 |
| GRIFFARD, RICHARD, EDWARD | Owner | F | yes | 07/2012 | Oct 23, 2013 | Feb 18, 2014 |
| GRIFFARD, RICHARD, EDWARD | Secretary | Na | yes | 07/2012 | Oct 23, 2013 | Feb 18, 2014 |
| THOMPSON, MARK, STEPHEN | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2013 | Oct 23, 2013 | Feb 18, 2014 |
| EAGLE HOLDING GROUP, INC. | SOLE MEMBER | E | no | 07/2012 | Oct 23, 2013 | Feb 18, 2014 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SAXONY CAPITAL MANAGEMENT LLC. | n/a | Independent wealth | $368M | Y | yes | n/a |
| PATRICK CAPITAL MARKETS, LLC | n/a | n/a | n/a | Y | yes | n/a |
| SAXONY SECURITIES, INC. | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2013 | Feb 18, 2014 | n/a | n/a | 2 | 1 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2013 | n/a | n/a | n/a | n/a | n/a | 2 | n/a | n/a | n/a |