DFX Intelligence
Reading the graph
Reading the graph
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Advisor at D•••• I••••••••• M••••••••• L••
Greenville, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D•••• I••••••••• M••••••••• L•• | Independent wealth | Mar 11, 2019 | n/a | yes | Greenville, SC | Current employment |
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Feb 24, 2017 | Mar 25, 2019 | no | Greenville, SC|Asheville, NC|Hendersonville, NC|Wilmington, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• W••••• A•••••••• L•• | D•••• I••••••••• M••••••••• L•• | Mar 25, 2019 | Mar 11, 2019 | -14 | Firm change | RIA to RIA |
| B••••••••• C•••••• M••••••••• L•• | B••••••••• W••••• A•••••••• L•• | Feb 17, 2017 | Feb 24, 2017 |
| B••••••••• C•••••• M••••••••• L•• | Independent wealth | Mar 29, 2012 | Feb 17, 2017 | no | GREER, SC|Greenville, SC | Previous registration |
| R•••••• W••••• A•••••••• I••• | Independent wealth | Apr 5, 2011 | Jul 29, 2016 | no | GREENVILLE, SC | Previous registration |
| 7 |
| Firm change |
| Other |
| R•••••• W••••• A•••••••• I••• | B••••••••• C•••••• M••••••••• L•• | Jul 29, 2016 | Mar 29, 2012 | -1,583 | Firm change after gap | Other |