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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

CYNTHIA JEAN STORM FISCHER

Advisor at OSAIC ADVISORY SERVICES, LLC

BROOKFIELD, WI

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Search this name across graphsid dfx:ria:a51fe8b9-035e-4f73-294e-bdcb3aed327c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jun 6, 1994
First registration: Nov 11, 2002
Dual registered: yes, broker-dealer
Other names: CINDY JEAN STORMFISCHER|CYNTHIA JEAN STORM|CINDY STORM FISCHER|CYNTHIA JEAN STORMFISCHER
IAPD individual key: 1007582

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	BROOKFIELD, WI	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Nov 1, 2017	Nov 8, 2024	no	BROOKFIELD, WI	Previous registration
ANNEX WEALTH MANAGEMENT, LLC	Independent wealth	Dec 3, 2004	Jul 31, 2009	no	BROOKFIELD, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Nov 11, 2002	Nov 1, 2017	no	BROOKFIELD, WI\|BROOKFIELD, WI\|BROOKFIELD, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
SII INVESTMENTS, INC.	ANNEX WEALTH MANAGEMENT, LLC	Nov 1, 2017	Dec 3, 2004	-4,716	Firm change after gap	Other
ANNEX WEALTH MANAGEMENT, LLC	ARBOR POINT ADVISORS	Jul 31, 2009	Nov 1, 2017	3,015	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 1, 2017 to Nov 8, 2024factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 11, 2002 to Nov 1, 2017factForm ADV
→ ANNEX WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 3, 2004 to Jul 31, 2009factForm ADV

Dated events

No dated event names this entity yet.