DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SHANNON FERRELL SMITH

Advisor at INTRUA FINANCIAL

Brookfield, WI | Greenfield, WI | HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a522ee6a-68ab-8575-4a1e-72a5c1065916

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTRUA FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 6, 2006
First registration: Apr 13, 2006
Dual registered: yes, broker-dealer
Other names: SHANNON SMITH|SHANNON F SMITH
IAPD individual key: 5079725

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTRUA FINANCIAL	Independent wealth	Nov 28, 2023	n/a	yes	Greenfield, WI\|HOUSTON, TX\|Brookfield, WI	Current employment
FREEDOM WEALTH ALLIANCE	Former SEC adviser	May 16, 2014	Dec 12, 2023	no	BROOKFIELD, WI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 4, 2011	May 16, 2014	no	BROOKFIELD, WI	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 12, 2011	no	Waukesha, WI	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	WAUWATOSA, WI	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 13, 2006	Apr 2, 2007	no	WAUWATOSA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FREEDOM WEALTH ALLIANCE	INTRUA FINANCIAL	Dec 12, 2023	Nov 28, 2023	-14	Firm change	RIA to RIA
WELLS FARGO ADVISORS	FREEDOM WEALTH ALLIANCE	May 16, 2014	May 16, 2014	0	Firm change	Wirehouse to new firm
MORGAN STANLEY	WELLS FARGO ADVISORS	Jan 12, 2011	Jan 4, 2011	-8	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170456:281554:WI:2023-12-12	Dec 12, 2023	Nov 28, 2023	BROOKFIELD, WI	Firm change

Relationships

Registered with (6)

→ INTRUA FINANCIALRegistered adviserregistration: current employment
Nov 28, 2023 to presentfactForm ADV
→ FREEDOM WEALTH ALLIANCERegistered adviserregistration: previous registration
May 16, 2014 to Dec 12, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 4, 2011 to May 16, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 12, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 13, 2006 to Apr 2, 2007factForm ADV

Dated events

Occurred
Dec 12, 2023
Advisor changed firm
Shannon Ferrell Smith left Freedom Wealth Alliance for Intrua Financial (registered 2023-11-28)
Form ADVobserved 5 days ago