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L•••••• S••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

L•••••• S••••• R•••••

Advisor at T••••• A•••• M••••••••• L••

LITTLETON, CO | Columbus, OH

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Search this name across graphsid dfx:ria:a532c76f-8b93-081c-5a9d-9b73978878b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A•••• M••••••••• L••	Independent wealth	Aug 30, 2024	n/a	yes	Columbus, OH\|LITTLETON, CO	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Mar 31, 2020	Dec 31, 2023	no	COLUMBUS, OH\|HADDONFIELD, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	T••••• A•••• M••••••••• L••	Dec 31, 2023	Aug 30, 2024	243	Firm change	Ibd to RIA
H••••••••• F•••••••• A•••••••	T••••••••• F•••••••• A•••••••• L••	Feb 24, 2020	Mar 31, 2020

Relationships

Registered with (4)

→ T••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 30, 2024 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2020 to Dec 31, 2023factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Sep 6, 2018 to Feb 24, 2020factForm ADV
→ E•••••• A••••••• G••••• L••

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
L•••••• S••••• R••••• left T••••••••• F•••••••• A•••••••• L•• for T••••• A•••• M••••••••• L•• (registered 2024-08-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a532c76f-8b93-081c-5a9d-9b73978878b1
First observed: Jun 14, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.