DFX Intelligence
Data Factory
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Reading the graph
Advisor at MORGAN STANLEY
Walnut Creek, CA | Danville, CA | San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 18, 2017 | n/a | yes | Walnut Creek, CA|Danville, CA|San Francisco, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 15, 2017 | Jul 19, 2017 | no | SAN FRANCISCO, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 24, 2016 | Apr 11, 2017 | no | San Francisco, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 9, 2006 | Nov 21, 2006 | no | CORONA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jul 19, 2017 | Aug 18, 2017 | 30 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 11, 2017 | May 15, 2017 | 34 | Firm change | Wirehouse to wirehouse |
| AMERIPRISE FINANCIAL SERVICES, LLC | MORGAN STANLEY | Nov 21, 2006 | Jun 24, 2016 | 3,503 | Firm change after gap | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:CA:2017-07-10 | Jul 19, 2017 | Aug 18, 2017 | SAN FRANCISCO, CA | Firm change |
| 149777:7691:CA:2017-03-23 | Apr 11, 2017 | May 15, 2017 | SAN FRANCISCO, CA | Firm change |