DFX Intelligence

M••• S••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

M••• S••••• W••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Sarasota, FL

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Search this name across graphsid dfx:ria:a53cd245-36ef-f46b-0334-6bd68bad190e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 3, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Mar 7, 2025	n/a	yes	NEWPORT BEACH, CA\|Sarasota, FL	Current employment
M•••• • C••••• I••	Bd affiliated wealth	Oct 17, 2007	Apr 22, 2009	no	SARASOTA, FL\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• T•••• F•••••••• P•••••••	M•••• • C••••• I••	Mar 3, 2022	Oct 17, 2007	-5,251	Firm change after gap	Other
M•••• • C••••• I••	B••••• P••••• A•••••••• L••	Apr 22, 2009	Mar 7, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
131377:594:FL:2022-03-01	Mar 3, 2022	Oct 17, 2007	SARASOTA, FL	Firm change after gap

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Mar 7, 2025 to presentfactForm ADV
→ S••••••• T•••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 16, 2004 to Mar 3, 2022factForm ADV
→ M•••• • C••••• I••Registered adviserregistration: previous registration
Oct 17, 2007 to Apr 22, 2009factForm ADV

Dated events

Occurred
Mar 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a53cd245-36ef-f46b-0334-6bd68bad190e
First observed: Aug 16, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.