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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JAMES PATRICK LYNCH

Advisor at QUINCY WELLS ADVISORS, LLC

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Feb 14, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUINCY WELLS ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 25, 1994
First registration: Feb 14, 1998
Dual registered: yes, broker-dealer
Other names: JIM LYNCH
IAPD individual key: 2387056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUINCY WELLS ADVISORS, LLC	Independent wealth	Jan 11, 2022	n/a	yes	CHICAGO, IL	Current employment
QUINCY WELLS ADVISORS, LLC	Independent wealth	Apr 22, 2020	Dec 31, 2021	no	CHICAGO, IL	Previous registration
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Aug 11, 2015	Jan 25, 2019	no	CHICAGO, IL	Previous registration
DAVID A. NOYES & COMPANY	Former SEC adviser	Jan 8, 2014	Aug 11, 2015	no	MIAMI, FL\|CHICAGO, IL\|Lake Forest, IL\|OAK PARK, IL\|SKOKIE, IL\|CHICAGO, IL\|WAUCONDA, IL\|ITASCA, IL	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	Jul 18, 2011	Jan 3, 2014	no	SAN JOSE, CA	Previous registration
NFSG CORPORATION	Bd affiliated wealth	Jul 6, 2010	Jul 13, 2011	no	CHICAGO, IL\|BOCA RATON, FL	Previous registration
CHICAGO INVESTMENT GROUP ADVISORS, LLC	n/a	Aug 25, 2009	Jul 19, 2010	no	CHICAGO, IL	Previous registration
ADVANCED EQUITIES, INC.	Former SEC adviser	Jul 30, 2008	Aug 20, 2009	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Sep 11, 2002	Oct 21, 2005	no	CHICAGO, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 14, 1998	Aug 23, 2002	no	PEORIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANCTUARY ADVISORS, LLC	QUINCY WELLS ADVISORS, LLC	Jan 25, 2019	Apr 22, 2020	453	Firm change after gap	Ibd to new firm
DAVID A. NOYES & COMPANY	SANCTUARY ADVISORS, LLC	Aug 11, 2015	Aug 11, 2015	0	Firm change	Other
CONCERT WEALTH MANAGEMENT	DAVID A. NOYES & COMPANY	Jan 3, 2014	Jan 8, 2014	5	Firm change	Other
NFSG CORPORATION	CONCERT WEALTH MANAGEMENT	Jul 13, 2011	Jul 18, 2011	5	Firm change	Other
CHICAGO INVESTMENT GROUP ADVISORS, LLC	NFSG CORPORATION	Jul 19, 2010	Jul 6, 2010	-13	Firm change	Other
ADVANCED EQUITIES, INC.	CHICAGO INVESTMENT GROUP ADVISORS, LLC	Aug 20, 2009	Aug 25, 2009	5	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	ADVANCED EQUITIES, INC.	Oct 21, 2005	Jul 30, 2008	1,013	Firm change after gap	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 23, 2002	Sep 11, 2002	19	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
205:226606:IL:2015-08-11	Aug 11, 2015	Aug 11, 2015	ITASCA, IL	Firm change

Relationships

Registered with (9)

→ QUINCY WELLS ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 22, 2020 to Dec 31, 2021factForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 11, 2015 to Jan 25, 2019factForm ADV
→ DAVID A. NOYES & COMPANYRegistered adviserregistration: previous registration
Jan 8, 2014 to Aug 11, 2015factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 18, 2011 to Jan 3, 2014factForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Jul 6, 2010 to Jul 13, 2011factForm ADV
→ CHICAGO INVESTMENT GROUP ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 25, 2009 to Jul 19, 2010factForm ADV
→ ADVANCED EQUITIES, INC.Registered adviserregistration: previous registration
Jul 30, 2008 to Aug 20, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 11, 2002 to Oct 21, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 14, 1998 to Aug 23, 2002factForm ADV

Dated events

No dated event names this entity yet.