DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Westlake, TX | Coppell, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Apr 1, 2025 | n/a | yes | Westlake, TX|Coppell, TX | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 23, 2019 | Mar 27, 2025 | no | STAMFORD, CT|MANCHESTER, NH|Manchester, NH|NEW YORK, NY|NEW HAVEN, CT|FRISCO, TX|HOUSTON, TX|AUSTIN, TX|FARMINGTON HILLS, MI|Coppell, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••• S••••• • C••• I••• | Mar 27, 2025 | Apr 1, 2025 | 5 | Firm change | Wirehouse to ibd |
| A••••••••• F•••••••• S•••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Nov 5, 2019 |
| Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Dec 15, 2015 | Nov 5, 2019 | no | Portsmouth, NH | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Feb 28, 2012 | Nov 16, 2015 | no | DALLAS, TX | Previous registration |
| T•••••• I••••••••• M••••••••• L•• | Mixed wealth | Feb 17, 2009 | Feb 27, 2012 | no | FORT WORTH, TX | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Sep 25, 2006 | Dec 22, 2008 | no | DALLAS, TX|SOUTHLAKE, TX | Previous registration |
| 48 |
| Firm change |
| Ibd to wirehouse |
| 1•• G••••• A••••••• I•• | A••••••••• F•••••••• S•••••••• L•• | Nov 16, 2015 | Dec 15, 2015 | 29 | Firm change | Other |
| T•••••• I••••••••• M••••••••• L•• | 1•• G••••• A••••••• I•• | Feb 27, 2012 | Feb 28, 2012 | 1 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | T•••••• I••••••••• M••••••••• L•• | Dec 22, 2008 | Feb 17, 2009 | 57 | Firm change | Other |