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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

Tammy B Paxton

Advisor at GRAMERCY PARK WEALTH ADVISORS, LLC

Nashville, TN | NASHVILLE, TN

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Search this name across graphsid dfx:ria:a57e6912-362f-7116-790a-cdc17546f84f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRAMERCY PARK WEALTH ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 16, 2007
First registration: Jun 15, 2007
Dual registered: yes, broker-dealer
Other names: TAMMY DEON BAILEY|TAMMY BAILEY MARLOWE|TAMMY BAILEY PAXTON
IAPD individual key: 5335295

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRAMERCY PARK WEALTH ADVISORS, LLC	State registered	Jan 29, 2025	n/a	yes	NASHVILLE, TN\|Nashville, TN\|NASHVILLE, TN	Current employment
APO FINANCIAL SERVICES, LLC	Independent wealth	Feb 18, 2020	Dec 31, 2025	no	NASHVILLE, TN\|WESTMINSTER, CO	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Dec 14, 2018	Dec 16, 2019	no	Franklin, TN\|Nashville, TN\|CINCINNATI, OH	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 16, 2009	Dec 11, 2018	no	BRENTWOOD, TN	Previous registration
THOROUGHBRED FINANCIAL SERVICES, LLC	Independent wealth	Jun 15, 2007	Dec 31, 2008	no	BRENTWOOD, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
APO FINANCIAL SERVICES, LLC	GRAMERCY PARK WEALTH ADVISORS, LLC	Dec 31, 2025	Jan 29, 2025	-336	Firm change after gap	RIA to state RIA
HORTER INVESTMENT MANAGEMENT, LLC	APO FINANCIAL SERVICES, LLC	Dec 16, 2019	Feb 18, 2020	64	Firm change	RIA to RIA
MML INVESTORS SERVICES, LLC	HORTER INVESTMENT MANAGEMENT, LLC	Dec 11, 2018	Dec 14, 2018	3	Firm change	Ibd to RIA
THOROUGHBRED FINANCIAL SERVICES, LLC	MML INVESTORS SERVICES, LLC	Dec 31, 2008	Jan 16, 2009	16	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
119880:297647:OH:2019-12-13	Dec 16, 2019	Feb 18, 2020	CINCINNATI, OH	Firm change

Relationships

Registered with (5)

→ GRAMERCY PARK WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 29, 2025 to presentfactForm ADV
→ APO FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 18, 2020 to Dec 31, 2025factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 14, 2018 to Dec 16, 2019factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 16, 2009 to Dec 11, 2018factForm ADV
→ THOROUGHBRED FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 15, 2007 to Dec 31, 2008factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Tammy B Paxton left Apo Financial Services, Llc for Gramercy Park Wealth Advisors, Llc (registered 2025-01-29)
Form ADVobserved 5 days ago