RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• B• P•••••
- G••••••• P••• W••••• A•••••••• L•• state registered currentsince Jan 29, 2025 · Nashville, Tn
- A•• F•••••••• S•••••••• L•• independent RIAFeb 18, 2020 to Dec 31, 2025 · Nashville, Tn
- H••••• I••••••••• M••••••••• L•• independent RIADec 14, 2018 to Dec 16, 2019 · Franklin, Tn
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 16, 2009 to Dec 11, 2018 · Brentwood, Tn
- T••••••••• F•••••••• S•••••••• L•• independent RIAJun 15, 2007 to Dec 31, 2008 · Brentwood, Tn
- A•• F•••••••• S•••••••• L•• to G••••••• P••• W••••• A•••••••• L••left Dec 31, 2025, registered Jan 29, 2025 (-336 days) · RIA to a state-registered adviser
- H••••• I••••••••• M••••••••• L•• to A•• F•••••••• S•••••••• L••left Dec 16, 2019, registered Feb 18, 2020 (64 days) · RIA to RIA · moved with a team
- M•• I•••••••• S•••••••• L•• to H••••• I••••••••• M••••••••• L••left Dec 11, 2018, registered Dec 14, 2018 (3 days) · Affiliated broker-dealer or bank to independent RIA
- T••••••••• F•••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 31, 2008, registered Jan 16, 2009 (16 days) · Other
- T•••• B• P••••• left A•• F•••••••• S•••••••• L•• for G••••••• P••• W••••• A•••••••• L•• (registered 2025-01-29)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address