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Advisor at OSAIC WEALTH, INC.
SAN FRANCISCO, CA | Castro Valley, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | Castro Valley, CA|SAN FRANCISCO, CA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 12, 2017 | Jun 14, 2024 | no | OAKLAND, CA|CASTRO VALLEY, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Nov 15, 2013 | Oct 19, 2017 | no | CONCORD, CA|SEATTLE, WA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 4, 2009 | Nov 22, 2013 | no | WALNUT CREEK, CA|WALNUT CREEK, CA|OAKLAND, CA|SAN JOSE, CA | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Jun 30, 2006 | Dec 15, 2009 | no | SAN RAMON, CA | Previous registration |
| CARILLON INVESTMENTS, INC. | n/a | Feb 13, 2006 | Jun 30, 2006 | no | DANVILLE, CA|DANVILLE, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 3, 2003 | Feb 17, 2006 | no | WALNUT CREEK, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Dec 7, 2001 | Dec 3, 2002 | no | DUBLIN, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| WADDELL & REED | SECURITIES AMERICA ADVISORS, INC. | Oct 19, 2017 | Oct 12, 2017 | -7 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | WADDELL & REED | Nov 22, 2013 | Nov 15, 2013 | -7 | Firm change | Other |
| AMERITAS ADVISORY SERVICES | MSI FINANCIAL SERVICES, INC. | Dec 15, 2009 | Dec 4, 2009 | -11 | Firm change | Other |
| CARILLON INVESTMENTS, INC. | AMERITAS ADVISORY SERVICES | Jun 30, 2006 | Jun 30, 2006 | 0 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CARILLON INVESTMENTS, INC. | Feb 17, 2006 | Feb 13, 2006 | -4 | Firm change | Other |
| WADDELL & REED | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 3, 2002 | Jan 3, 2003 | 31 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 866:110518:WA:2017-10-19 | Oct 19, 2017 | Oct 12, 2017 | SEATTLE, WA | Firm change |