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Advisor at U•• F•••••••• S••••••• I•••
ERIE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | Wirehouse | Feb 23, 2009 | n/a | yes | ERIE, PA | Current employment |
| A•••••• I••• | n/a | Dec 5, 2005 | Mar 8, 2006 | no | ERIE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | A•••••• I••• | Feb 19, 2009 | Dec 5, 2005 | -1,172 | Firm change after gap | Other |
| A•••••• I••• | U•• F•••••••• S••••••• I••• | Mar 8, 2006 | Feb 23, 2009 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• |
| Wirehouse |
| Jan 4, 1995 |
| Feb 19, 2009 |
| no |
| ERIE, PA|ERIE, PA |
| Previous registration |
| 1,083 |
| Firm change after gap |
| Other |