DFX Intelligence
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Registered advisor
M••• G••••• H••••••
Feed of 09/14/2026
Also filed as M••• H••••••
At current firm
17 y
since Feb 23, 2009
In the industry
42 y
since Mar 2, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 23, 2009 · Erie, Pa
- A•••••• I••• unclassifiedDec 5, 2005 to Mar 8, 2006 · Erie, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 4, 1995 to Feb 19, 2009 · Erie, Pa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••••• I•••left Feb 19, 2009, registered Dec 5, 2005 (-1172 days) · Other
- A•••••• I••• to U•• F•••••••• S••••••• I•••left Mar 8, 2006, registered Feb 23, 2009 (1083 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address