DFX Intelligence

K••• E•••• P••••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

K••• E•••• P••••••• L•••••••••

Advisor at B•• P•••••••• I•••

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:a5a36b31-7b21-2268-6681-27f52417becc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••••• I•••	Bd affiliated wealth	Dec 5, 2025	n/a	yes	CEDAR RAPIDS, IA	Current employment
M•••••• S••••••••• A•••• M••••••••• L••	Former SEC adviser	May 6, 2016	Dec 5, 2025	no	MATTESON, IL\|MANCHESTER, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• S••••••••• A•••• M••••••••• L••	B•• P•••••••• I•••	Dec 5, 2025	Dec 5, 2025	0	Bulk transfer	Ibd to ibd
M•••••• S••••••••• C••• I•••	M•••••• S••••••••• A•••• M••••••••• L••	May 10, 2016	May 6, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
38535:282448:MO:2016-04-13	May 10, 2016	May 6, 2016	MANCHESTER, MO	Firm change

Relationships

Registered with (5)

→ B•• P•••••••• I•••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ M•••••• S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 6, 2016 to Dec 5, 2025factForm ADV
→ M•••••• S••••••••• C••• I•••Registered adviserregistration: previous registration
Feb 5, 2016 to May 10, 2016factForm ADV
→ L••••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5a36b31-7b21-2268-6681-27f52417becc
First observed: Nov 1, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.