RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• E•••• P••••••• L•••••••••
- B•• P•••••••• I••• BD affiliated currentsince Dec 5, 2025 · Cedar Rapids, Ia
- M•••••• S••••••••• A•••• M••••••••• L•• formerMay 6, 2016 to Dec 5, 2025 · Matteson, Il
- M•••••• S••••••••• C••• I••• formerFeb 5, 2016 to May 10, 2016 · Flossmoor, Il
- L••••••••• F•••••••• S•••••••• I••• unclassifiedMay 27, 2011 to Dec 31, 2015 · Matteson, Il
- L••• L••••••••• A•• A••••••••• I••• unclassifiedNov 1, 2005 to Nov 28, 2011 · Flossmoor, Il
- M•••••• S••••••••• A•••• M••••••••• L•• to B•• P•••••••• I•••left Dec 5, 2025, registered Dec 5, 2025 (0 days) · corporate re-registration, not a move
- M•••••• S••••••••• C••• I••• to M•••••• S••••••••• A•••• M••••••••• L••left May 10, 2016, registered May 6, 2016 (-4 days) · channel change inside one enterprise, not a move · moved with a team
- L••••••••• F•••••••• S•••••••• I••• to M•••••• S••••••••• C••• I•••left Dec 31, 2015, registered Feb 5, 2016 (36 days) · Other
- L••• L••••••••• A•• A••••••••• I••• to L••••••••• F•••••••• S•••••••• I•••left Nov 28, 2011, registered May 27, 2011 (-185 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address