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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Patricia Dailey

Advisor at LPL FINANCIAL LLC

OTTAWA, IL | FORT MILL, SC

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Search this name across graphsid dfx:ria:a5a5c67e-2f4b-38be-51a7-60a8b2255032

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Jun 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Feb 9, 1998
First registration: Jun 3, 2002
Dual registered: yes, broker-dealer
Other names: PATTI A DAILEY|PATRICIA DAILEY|PATRICIA ANN DAILEY-YEAGLE|PATTI ANN DAILEY|Patti Dailey|Patricia A Dailey|Patricia Ann Dailey
IAPD individual key: 2934514

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 27, 2022	n/a	yes	OTTAWA, IL\|FORT MILL, SC	Current employment
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 5, 2022	Sep 14, 2022	no	YORKVILLE, IL	Previous registration
PRIMERICA ADVISORS	National bd RIA	Sep 23, 2021	Apr 1, 2022	no	DULUTH, GA	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Aug 18, 2021	Sep 14, 2021	no	WHEATON, IL	Previous registration
PRIMERICA ADVISORS	National bd RIA	Nov 8, 2019	Aug 16, 2021	no	DULUTH, GA	Previous registration
HORACE MANN INVESTORS, INC.	No RAUM reported	Aug 20, 2018	Oct 28, 2019	no	SPRINGFIELD, IL\|SPRINGFIELD, IL	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jan 27, 2018	Aug 10, 2018	no	Rockford, IL\|KENTWOOD, MI	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 14, 2006	May 14, 2007	no	CHICAGO, IL	Previous registration
COUNTRY TRUST BANK	n/a	Aug 2, 2006	Nov 16, 2006	no	FREEPORT, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 15, 2004	May 4, 2006	no	FREEPORT, IL\|FREEPORT, IL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 3, 2002	Apr 14, 2003	no	FREEPORT, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Sep 14, 2022	Sep 27, 2022	13	Firm change	Ibd to RIA
PRIMERICA ADVISORS	AMERITAS ADVISORY SERVICES, LLC	Apr 1, 2022	Apr 5, 2022	4	Firm change	Ibd to ibd
BROOKSTONE CAPITAL MANAGEMENT LLC	PRIMERICA ADVISORS	Sep 14, 2021	Sep 23, 2021	9	Firm change	RIA to ibd
PRIMERICA ADVISORS	BROOKSTONE CAPITAL MANAGEMENT LLC	Aug 16, 2021	Aug 18, 2021	2	Firm change	Ibd to RIA
HORACE MANN INVESTORS, INC.	PRIMERICA ADVISORS	Oct 28, 2019	Nov 8, 2019	11	Firm change	Other
REGAL INVESTMENT ADVISORS LLC	HORACE MANN INVESTORS, INC.	Aug 10, 2018	Aug 20, 2018	10	Firm change	Other
MSI FINANCIAL SERVICES, INC.	REGAL INVESTMENT ADVISORS LLC	May 14, 2007	Jan 27, 2018	3,911	Firm change after gap	Other
COUNTRY TRUST BANK	MSI FINANCIAL SERVICES, INC.	Nov 16, 2006	Dec 14, 2006	28	Firm change	Other
LPL FINANCIAL LLC	COUNTRY TRUST BANK	May 4, 2006	Aug 2, 2006	90	Firm change	Other
CETERA ADVISOR NETWORKS LLC	LPL FINANCIAL LLC	Apr 14, 2003	Mar 15, 2004	336	Firm change	Other

Relationships

Registered with (9)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 15, 2004 to May 4, 2006factForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 5, 2022 to Sep 14, 2022factForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
Sep 23, 2021 to Apr 1, 2022factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 18, 2021 to Sep 14, 2021factForm ADV
→ HORACE MANN INVESTORS, INC.Registered adviserregistration: previous registration
Aug 20, 2018 to Oct 28, 2019factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jan 27, 2018 to Aug 10, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 14, 2006 to May 14, 2007factForm ADV
→ COUNTRY TRUST BANKRegistered adviserregistration: previous registration
Aug 2, 2006 to Nov 16, 2006factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 3, 2002 to Apr 14, 2003factForm ADV

Dated events

Occurred
Sep 14, 2022
Advisor changed firm
Patricia Dailey left Ameritas Advisory Services, Llc for Lpl Financial Llc (registered 2022-09-27)
Form ADVobserved 6 days ago
Occurred
Apr 1, 2022
Advisor changed firm
Patricia Dailey left Primerica Advisors for Ameritas Advisory Services, Llc (registered 2022-04-05)
Form ADVobserved 6 days ago