DFX Intelligence

J•••• G•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J•••• G•••••• S•••••••

Advisor at J•• C•••••• M••••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:a5b9044a-2f57-7ab8-2798-364e481347c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• C•••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•• C•••••• M••••••••• L••	Mixed wealth	Mar 18, 2013	n/a	yes	ST. LOUIS, MO	Current employment
J•• A•••••••	Former SEC adviser	Jun 14, 2012	May 14, 2013	no	ST LOUIS, MO\|ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•• A•••••••	J•• C•••••• M••••••••• L••	May 14, 2013	Mar 18, 2013	-57	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J•• A•••••••	Jun 12, 2012	Jun 14, 2012

Relationships

Registered with (3)

→ J•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 18, 2013 to presentfactForm ADV
→ J•• A•••••••Registered adviserregistration: previous registration
Jun 14, 2012 to May 14, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 9, 2010 to Jun 12, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5b9044a-2f57-7ab8-2798-364e481347c6
First observed: Aug 9, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.