DFX Intelligence

Data Factory

M••••• P•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner19 years in industry

M••••• P•••• C•••••

Advisor at M••••••

Rochester, NY | Webster, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a5d0d90c-22f8-998a-0bc4-0377e0830d35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 9, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 5, 2025	n/a	yes	Webster, NY\|Rochester, NY	Current employment
F•••• C•••••• L••	Former SEC adviser	May 9, 2021	Oct 1, 2025	no	ROCHESTER, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C•••••• L••	M••••••	Oct 1, 2025	Sep 5, 2025	-26	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109941:140195:NY:2025-10-01	Oct 1, 2025	Sep 5, 2025	ROCHESTER, NY	Firm change

Relationships

Registered with (2)

→ M••••••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ F•••• C•••••• L••Registered adviserregistration: previous registration
May 9, 2021 to Oct 1, 2025factForm ADV

Dated events

Occurred
Oct 1, 2025
Advisor changed firm
M••••• P•••• C••••• left F•••• C•••••• L•• for Mariner (registered 2025-09-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5d0d90c-22f8-998a-0bc4-0377e0830d35
First observed: May 9, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.