DFX Intelligence

T••• C•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

T••• C•••••• P•••••••

Advisor at T••• W••••• L••

Plano, TX

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Search this name across graphsid dfx:ria:a5d3d78b-f49b-6776-c4dd-244590e85f24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• W••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• W••••• L••	State registered	May 31, 2019	n/a	yes	Plano, TX	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Jun 24, 2021	Jan 31, 2022	no	SARASOTA, FL\|PLANOS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	n/a	Jan 31, 2022	n/a	n/a	Departure no registered destination	Departure
T• W••••• M••••••••• L••	T••• W••••• L••	May 29, 2019	May 31, 2019	2

Relationships

Registered with (7)

→ T••• W••••• L••Registered adviserregistration: current employment
May 31, 2019 to presentfactForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 24, 2021 to Jan 31, 2022factForm ADV
→ T• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2016 to May 29, 2019factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviser

Dated events

Occurred
Jan 31, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5d3d78b-f49b-6776-c4dd-244590e85f24
First observed: Aug 6, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.