DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Todd Charles Pniewski

Tbms Wealth LLCstate registeredPlano, TxIA-onlyIAPD 2932921

Certified Financial Planner

Feed of 09/14/2026

At current firm

7 y

since May 31, 2019

In the industry

24 y

since Aug 9, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/todd-pniewski-cfp%C2%AE-5331ab10reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Tbms Wealth LLC state registered current
since May 31, 2019 · Plano, Tx
Origin Investment Advisory LLC independent RIA
Jun 24, 2021 to Jan 31, 2022 · Sarasota, Fl
Th Wealth Management LLC unclassified
Mar 3, 2016 to May 29, 2019 · Dallas, Tx
MML Investors Services, LLC BD affiliated
Aug 7, 2015 to Feb 1, 2016 · Dallas, Tx
Wellesley Asset Management, Inc. mixed wealth
Dec 10, 2010 to Jul 22, 2015 · Portsmouth, Nh
Pniewski, Todd Charles unclassified
Feb 21, 2006 to Aug 7, 2006 · Plano, Tx
Hfg Advisors, L.L.C. unclassified
Aug 17, 2004 to Jul 20, 2006 · Dallas, Tx
MML Investors Services, LLC BD affiliated
Aug 6, 2004 to Dec 31, 2005 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

Origin Investment Advisory LLC to no registered destination
left Jan 31, 2022 · Departure, no registered destination
Th Wealth Management LLC to Tbms Wealth LLC
left May 29, 2019, registered May 31, 2019 (2 days) · Other
MML Investors Services, LLC to Th Wealth Management LLC
left Feb 1, 2016, registered Mar 3, 2016 (31 days) · Other
Wellesley Asset Management, Inc. to MML Investors Services, LLC
left Jul 22, 2015, registered Aug 7, 2015 (16 days) · Other
Pniewski, Todd Charles to Wellesley Asset Management, Inc.
left Aug 7, 2006, registered Dec 10, 2010 (1586 days) · Other
Hfg Advisors, L.L.C. to Pniewski, Todd Charles
left Jul 20, 2006, registered Feb 21, 2006 (-149 days) · Other
MML Investors Services, LLC to Hfg Advisors, L.L.C.
left Dec 31, 2005, registered Aug 17, 2004 (-501 days) · Other

Signals

Todd Charles Pniewski no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPD
Jan 31, 2022 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address