DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• W••••• M•••••••••
Legal name M•••• I••••••••• C••• I•••
Latest filing Sep 14, 2026
First filing on the tape Feb 11, 2015 · 52 filings
SEC status approved since Feb 19, 2015
RAUM
$1.6B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
89%
$1.4B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$114M
derived; firm RAUM over IAPD count
Employees
24
15 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$1.6B as of Aug 24, 2026
Mar 28, 2016$163M then
HNW client RAUM$1.1B as of Aug 24, 2026
Mar 21, 2018$163M then
State-registered IARs (5.B.3)15 as of Aug 24, 2026
Mar 28, 20166 then
Employees (5.A)24 as of Aug 24, 2026
Mar 28, 20166 then
Private funds1 as of Aug 24, 2026
Mar 21, 20231 then
RAUM n/a over the last fiscal year+29% a year over three
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $114MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $453,013derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 9.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.3derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, publications, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B68%
- Individuals$321M20%
- Pension and profit-sharing plans$108M6.8%
- Charitable organizations$43.4M2.7%
- Corporations and businesses$31.1M1.9%
- State and municipal entities$915,7710.1%
- Individual clients
- 908reported
- HNW clients
- 394reported
- Pension plan clients
- 20reported
- Charitable clients
- 16reported
- Accounts
- 3,520reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.1 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• R•••••• D••••• | B•••••, Me | Jul 1, 2010 | 18 y | 0 |
| P••• B•••••• M•••• | Venice, Fl | Jul 8, 2010 | 54 y | 0 |
| D•••• A•••• C••• | B•••••, Me | May 31, 2011 | 20 y | 0 |
| Z•••••• P••• M•••• | B•••••, Me | Oct 28, 2011 | 17 y | 0 |
| A•••••••• M•••••• M•••• | Greenville, Sc | Jan 20, 2017 | 14 y | 4 |
| E••• L•••• B•••• | Bangor, Me | Jul 15, 2019 | 12 y | 0 |
| E••• O•• B•••• | Greenville, Sc | Nov 13, 2019 | 17 y | 1 |
| T••••• J• H•••••• | B•••••, Me | Jan 31, 2022 | 16 y | 0 |
| J•••• T•••• S••••Certified Financial Planner, Chartered Financial Consultant | Greenville, Sc | Feb 7, 2022 | 24 y | 6 |
| D•••• G•• M•••• | Greenville, Sc | Aug 19, 2022 | 21 y | 1 |
| C••• W•••••• K•••••Certified Financial Planner | B•••••, Me | Jan 19, 2024 | 12 y | 0 |
| K•••• O••••Chartered Financial Analyst | Greenville, Sc | Aug 2, 2024 | 32 y | 2 |
| S••••• J• Y•••• | B•••••, Me | Nov 5, 2025 | 13 y | 1 |
| T•••••• K••• N••••• | Greenville, Sc | Jan 22, 2026 | 11 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••• P••• W••••••• to C•••••• M•••••• • S••• F•••••••• A•••••••May 20, 2020 · RIA to RIA
- Z•••••• P••• A••••••• to E••••••••• F•••••••• A•••••••May 22, 2019 · RIA to RIA
- A•••••••• M•••••• M•••• to L•• F•••••••• L••Jan 14, 2013 · Other
- M•••••• S•••••• T•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 20, 2005 · Other
- L••• M•••• T•••••• to B••••• S••••••••• I•••Oct 18, 2002 · Other
Joined, latest
- S••••• J• Y•••• from R•• C•••••• M••••••• L••Nov 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- K•••• O•••• from H••• C•••••• M••••••••• I•••Aug 2, 2024 · RIA to RIA
- D•••• G•• M•••• from W•••• F•••• A•••••••Aug 19, 2022 · Wirehouse to independent RIA
- J•••• T•••• S•••• from M••••• G••••• A••••••• I•••Feb 7, 2022 · RIA to RIA
- E••• O•• B•••• from L•• F•••••••• L••Nov 13, 2019 · Affiliated broker-dealer or bank to independent RIA
- A•••••••• M•••••• M•••• from A•••••••• I••••••••• M••••••••• L••Jan 20, 2017 · Other
- R••• P••• W••••••• from W•••• F•••• A•••••••Jun 22, 2015 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• A••••••••• I•• | Other Private Fund | $8.2M | 50 | Sep 16, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••• E•••• L•••• · Chief Executive Officercontrolsince 09/2021 · owns less than 5%
- H••••• D•••• A•• · Chief Compliance Officer & Director Of Finance And Administrationcontrolsince 03/2025 · owns less than 5%
- M••••• P•••• B•••••• · Chairmancontrolsince 09/2021 · owns 25% to 50%
- M••••• Z••••••• P••• · Presidentcontrolsince 09/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| B•••••, Me · principal | 12 | 2 | 0 | ||
| Greenville, Sc | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Greenville, SC4 employees
- Greenwood, SC4 employees
- Presque Isle, ME3 employees
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Aug 24, 2026 to Sep 14, 2026
- Private funds · 1 to unsetAug 24, 2026 to Sep 14, 2026
- Related adviser · false to unsetAug 24, 2026 to Sep 14, 2026
- Related bank · false to unsetAug 24, 2026 to Sep 14, 2026
- Related broker-dealer · false to unsetAug 24, 2026 to Sep 14, 2026
- Related insurance company · false to unsetAug 24, 2026 to Sep 14, 2026
- Succession · false to unsetAug 24, 2026 to Sep 14, 2026
- Accounts · 3,302 to 3,520Nov 12, 2025 to Mar 13, 2026
- Advisory employees · 13 to 15Nov 12, 2025 to Mar 13, 2026
- Corporate clients · 27 to 34Nov 12, 2025 to Mar 13, 2026
- HNW clients · 336 to 394Nov 12, 2025 to Mar 13, 2026
- Individual clients · 922 to 908Nov 12, 2025 to Mar 13, 2026
- Employees · 22 to 24Nov 12, 2025 to Mar 13, 2026
- State-registered IARs · 13 to 15Nov 12, 2025 to Mar 13, 2026
- Other offices · 4 to 5Nov 12, 2025 to Mar 13, 2026
- Discretionary RAUM · $1.1B to $1.4BNov 12, 2025 to Mar 13, 2026
- HNW RAUM · $855M to $1.1BNov 12, 2025 to Mar 13, 2026
- Individual RAUM · $302M to $321MNov 12, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $157M to $178MNov 12, 2025 to Mar 13, 2026
- Pension RAUM · $89.0M to $108MNov 12, 2025 to Mar 13, 2026
- RAUM · $1.3B to $1.6BNov 12, 2025 to Mar 13, 2026
- Other offices · 5 to 4May 1, 2025 to Aug 22, 2025
- Accounts · 3,038 to 3,302Sep 26, 2024 to May 1, 2025
- Charity clients · 15 to 16Sep 26, 2024 to May 1, 2025
- Corporate clients · 25 to 27Sep 26, 2024 to May 1, 2025
- HNW clients · 287 to 336Sep 26, 2024 to May 1, 2025
- Individual clients · 924 to 922Sep 26, 2024 to May 1, 2025
- Employees · 21 to 22Sep 26, 2024 to May 1, 2025
- Financial planning clients · 51-100 to More than 500Sep 26, 2024 to May 1, 2025
- Other offices · 4 to 5Sep 26, 2024 to May 1, 2025
- Discretionary RAUM · $876M to $1.1BSep 26, 2024 to May 1, 2025
- HNW RAUM · $626M to $855MSep 26, 2024 to May 1, 2025
- Individual RAUM · $265M to $302MSep 26, 2024 to May 1, 2025
- Non-discretionary RAUM · $101M to $157MSep 26, 2024 to May 1, 2025
- Pension RAUM · $39.9M to $89.0MSep 26, 2024 to May 1, 2025
- RAUM · $977M to $1.3BSep 26, 2024 to May 1, 2025
- Advisory employees · 12 to 13Jul 18, 2024 to Aug 6, 2024
- Employees · 20 to 21Jul 18, 2024 to Aug 6, 2024
- State-registered IARs · 12 to 13Jul 18, 2024 to Aug 6, 2024
- Accounts · 2,817 to 3,038Jan 24, 2024 to Mar 28, 2024
Signals
11 dated events
- M•••• W••••• M••••••••• reported RAUM $1.3B, up 34% from $977.0M (2024-09-26 to 2025-05-01)May 1, 2025 · RAUM change · derived
- M•••• W••••• M••••••••• reported RAUM $977.0M, up 31% from $743.8M (2024-01-24 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Russell John Dudley (Senior Vice President) no longer on Schedule A of M•••• W••••• M••••••••• (listed 2022-11-02, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- M•••• W••••• M••••••••• reported RAUM $860.3M, up 28% from $673.9M (2022-01-28 to 2022-03-02)Mar 2, 2022 · RAUM change · derived
- M•••• W••••• M••••••••• reported RAUM $673.9M, up 58% from $425.2M (2021-03-09 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Ann D••• H•••• (Chief Compliance Officer & Operations Manager) appeared on Schedule A of M•••• W••••• M•••••••••Mar 26, 2021 · Control person joined · fact
- P••• Ryan Willette (Chief Operations Officer) no longer on Schedule A of M•••• W••••• M••••••••• (listed 2020-08-05, absent 2021-02-12)Feb 12, 2021 · Control person left · inference
- Eric George Woodbury (Cco) no longer on Schedule A of M•••• W••••• M••••••••• (listed 2019-03-19, absent 2019-06-14)Jun 14, 2019 · Control person left · inference
- P••• Ryan Willette (Chief Operations Officer) appeared on Schedule A of M•••• W••••• M•••••••••Jun 14, 2019 · Control person joined · fact
- L•••• E••• B•••• (Chief Financial Officer) appeared on Schedule A of M•••• W••••• M•••••••••Jun 14, 2019 · Control person joined · fact
- M•••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Feb 11, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•••• W••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business phone
- 207-760-7111reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 207-947-6763reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 207-947-8559reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/means-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- M••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 1-207-947-6763reportedpublic record, Form ADV, Sep 14, 2026
- Team page
- meanswealth.com/who-we-are/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $114Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026