H•••••• L••••

Advisor at R•••••• F••••••••

MOUNT ARLINGTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a5ed7f14-30c7-fa6a-03d4-d5e501267236

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• F••••••••	Independent wealth	Jun 24, 2024	n/a	yes	MOUNT ARLINGTON, NJ	Current employment
A••••••• S••••••• N••••••	Independent wealth	Nov 8, 2021	Jun 28, 2024	no	Succasunna, NJ\|ATLANTA, GA\|Mount Arlington, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• S••••••• N••••••	R•••••• F••••••••	Jun 28, 2024	Jun 24, 2024	-4	Firm change	RIA to new firm
E••••• J••••	A••••••• S••••••• N••••••	Nov 8, 2021	Nov 8, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
146051:330547:NJ:2024-06-28	Jun 28, 2024	Jun 24, 2024	MOUNT ARLINGTON, NJ	Firm change

Relationships

Registered with (3)

→ R•••••• F••••••••Registered adviserregistration: current employment
Jun 24, 2024 to presentfactForm ADV
→ A••••••• S••••••• N••••••Registered adviserregistration: previous registration
Nov 8, 2021 to Jun 28, 2024factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 21, 2016 to Nov 8, 2021factForm ADV

Dated events

Occurred
Jun 28, 2024
Advisor changed firm
H•••••• L•••• left A••••••• S••••••• N•••••• for R•••••• F•••••••• (registered 2024-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5ed7f14-30c7-fa6a-03d4-d5e501267236
First observed: Jan 21, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.