This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$180MItem 5.F on the latest filing (2026-02-04); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$163M

Private client RAUM

$162MderivedItem 5.D individuals plus high net worth individuals

Private client share

90%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$90.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

576

Individual clients

187

High net worth clients

52

Custody, client assets

$42.4M

SEC number

801-130093

CRD

330547

Filings on the tape

7

First filed

Mar 28, 2024

Latest filed

Feb 4, 2026

Organised

Limited Liability Company, NJ

Website

roxburyfinancial.com

• Occurred

  Jun 28, 2024
  Team lift-out

  2 advisors left Advisory Services Network (Mount Arlington, NJ) for Roxbury Financial on the same day

  Form ADVobserved 5 days ago
  2 advisors
• Occurred

  Mar 28, 2024
  First Form ADV filing

  Roxbury Financial filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:db22c32b-1e3e-8763-dfc7-ffb13491548a

First observed

Mar 28, 2024

Last observed

Feb 4, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.