This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ATS WEALTH MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

2

Registered states

1

Exams

S66

First exam

Feb 4, 2017

First registration

Feb 6, 2017

Dual registered

yes, broker-dealer

IAPD individual key

5950595

• Occurred

  Jan 21, 2026
  Advisor changed firm

  Phylip Charles Simmons left Cetera Investment Advisers Llc for Simplicity Wealth (registered 2026-06-10)

  Form ADVobserved 4 days ago
• Occurred

  Sep 5, 2025
  Advisor changed firm

  Phylip Charles Simmons left Avantax Advisory Services for Ats Wealth Management (registered 2025-03-18)

  Form ADVobserved 4 days ago
• Occurred

  May 6, 2022
  Advisor changed firm

  Phylip Charles Simmons left Fsc Securities Corporation for Avantax Advisory Services (registered 2022-05-05)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a6165906-b34e-d221-c28a-3f9f926d50fa

First observed

Feb 6, 2017

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.