DFX Intelligence

R•••••• C•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R•••••• C•••••• S••••

Advisor at A••••••• W••••• A•••••••

Arlington, TX

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Search this name across graphsid dfx:ria:a61d2c9b-0bd9-f53b-85df-46cc6478c222

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Jun 2, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Jun 3, 2026	n/a	yes	Arlington, TX	Current employment
A•••• W••••• A•••••••• L••	Bd affiliated wealth	Aug 26, 2025	May 1, 2026	no	CHICAGO, IL\|Arlington, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• A•••••••• L••	A••••••• W••••• A•••••••	May 1, 2026	Jun 3, 2026	33	Firm change	Ibd to ibd
C•••••••• G••••• M•••••• I•••	A•••• W••••• A•••••••• L••	May 27, 2025	Aug 26, 2025

Relationships

Registered with (6)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 26, 2025 to May 1, 2026factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Aug 17, 2022 to May 27, 2025factForm ADV
→ F•••• I••••••••• S•••••••

Dated events

Occurred
May 1, 2026
Advisor changed firm
R•••••• C•••••• S•••• left A•••• W••••• A•••••••• L•• for A••••••• W••••• A••••••• (registered 2026-06-03)
Form ADVobserved 7 days ago
Occurred
May 27, 2025
Advisor changed firm
R•••••• C•••••• S•••• left C•••••••• G••••• M•••••• I••• for A•••• W••••• A•••••••• L•• (registered 2025-08-26)
Form ADVobserved 7 days ago
Occurred
Aug 4, 2022
Advisor changed firm
R•••••• C•••••• S•••• left F•••• I••••••••• S••••••• for C••• P•••••• A•••••••• L•• (registered 2022-08-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a61d2c9b-0bd9-f53b-85df-46cc6478c222
First observed: Jun 2, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.