DFX Intelligence

A••••• R•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

A••••• R•••••• D•••••

Advisor at M••••• S••••••

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6224663-f299-a4a8-58ef-fcd19d9ebb2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 9, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 3, 2023	n/a	yes	New York, NY	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Jul 31, 2020	May 1, 2023	no	New York, NY\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	M••••• S••••••	May 1, 2023	Apr 3, 2023	-28	Firm change	Ibd to wirehouse
J••• M••••• S••••••••• L••	J••• M••••• P•••••• W••••• A••••••• L••	Aug 5, 2020	Jul 31, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:149777:NY:2023-04-25	May 1, 2023	Apr 3, 2023	NEW YORK, NY	Firm change
79:108559:NY:2020-08-03	Aug 5, 2020	Jul 31, 2020	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jul 31, 2020 to May 1, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 24, 2013 to Aug 5, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6224663-f299-a4a8-58ef-fcd19d9ebb2d
First observed: Jun 27, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.