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Registered advisor
A••••• R•••••• D•••••
Feed of 09/14/2026
Also filed as A••••• D•••••
At current firm
3 y
since Apr 3, 2023
In the industry
17 y
since Apr 9, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 3, 2023 · New York, Ny
- J••• M••••• P•••••• W••••• A••••••• L•• formerJul 31, 2020 to May 1, 2023 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseMay 24, 2013 to Aug 5, 2020 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 27, 2011 to May 28, 2013 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••left May 1, 2023, registered Apr 3, 2023 (-28 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Aug 5, 2020, registered Jul 31, 2020 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 28, 2013, registered May 24, 2013 (-4 days) · Wirehouse to wirehouse
Signals
- A••••• R•••••• D••••• left J••• M••••• P•••••• W••••• A••••••• L•• for M••••• S•••••• (registered 2023-04-03)May 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address