DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••••• I••••••••• M••••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Sep 17, 2019 | n/a | yes | SPRINGFIELD, IL|O'Fallon, IL|Murphysboro, IL | Current employment |
| V•••••••• W••••• A•••••••• L•• | Independent wealth | Jul 29, 2016 | Apr 5, 2019 | no | Edwardsville, IL|O'Fallon, IL|ST. LOUIS, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••••••• W••••• A•••••••• L•• | T••••••• I••••••••• M••••••••• I••• | Apr 5, 2019 | Sep 17, 2019 | 165 | Firm change | RIA to ibd |
| F•••••••• E•••••• A•••••• C•••••• L•• | V•••••••• W••••• A•••••••• L•• | Oct 20, 2016 | Jul 29, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109238:169610:KS:2016-10-20 | Oct 20, 2016 | Jul 29, 2016 | OVERLAND PARK, KS | Firm change after gap |
| F•••••••• E•••••• A•••••• C•••••• L•• | Former SEC adviser | Jul 23, 2015 | Oct 20, 2016 | no | SHILOH, IL|OVERLAND PARK, KS | Previous registration |
| T•• M••••• F••• S•••• | Former SEC adviser | Jun 4, 2014 | Sep 8, 2015 | no | OVERLAND PARK, KS|SHILOH, IL | Previous registration |
| -83 |
| Firm change after gap |
| Other |
| T•• M••••• F••• S•••• | F•••••••• E•••••• A•••••• C•••••• L•• | Sep 8, 2015 | Jul 23, 2015 | -47 | Channel change | Other |