DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Michael Davey

Edward Jonesnational BDGlastonbury, Ctdual registrantIAPD 5981750

Feed of 09/14/2026

Also filed as Christopher Michael Davey

At current firm

1 y

since Sep 12, 2025

In the industry

15 y

since Sep 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Edward Jones national BD current
since Sep 12, 2025 · Glastonbury, Ct
MML Investors Services, LLC BD affiliated
Nov 20, 2024 to Sep 10, 2025 · Easton, Nh
Hornor, Townsend & Kent, LLC independent RIA
Jan 30, 2024 to Nov 13, 2024 · Salem, Nh
Excel Wealth Management, LLC other
Mar 2, 2022 to Jul 11, 2023 · Manchester, Ct
Esi Financial Advisors independent RIA
Mar 2, 2020 to Oct 21, 2021 · Beverly, Ma
MML Investors Services, LLC BD affiliated
Jul 30, 2019 to Jan 23, 2020 · Norwalk, Ct
Esi Financial Advisors independent RIA
Feb 6, 2018 to Dec 10, 2018 · Glastonbury, Ct
Pruco Securities, LLC no RAUM
Oct 26, 2012 to Jan 19, 2018 · Glastonbury, Ct

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Edward Jones
left Sep 10, 2025, registered Sep 12, 2025 (2 days) · Affiliated broker-dealer or bank to another
Hornor, Townsend & Kent, LLC to MML Investors Services, LLC
left Nov 13, 2024, registered Nov 20, 2024 (7 days) · Affiliated broker-dealer or bank to another
Excel Wealth Management, LLC to Hornor, Townsend & Kent, LLC
left Jul 11, 2023, registered Jan 30, 2024 (203 days) · Other
Esi Financial Advisors to Excel Wealth Management, LLC
left Oct 21, 2021, registered Mar 2, 2022 (132 days) · Other
MML Investors Services, LLC to Esi Financial Advisors
left Jan 23, 2020, registered Mar 2, 2020 (39 days) · Affiliated broker-dealer or bank to another
Esi Financial Advisors to MML Investors Services, LLC
left Dec 10, 2018, registered Jul 30, 2019 (232 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Esi Financial Advisors
left Jan 19, 2018, registered Feb 6, 2018 (18 days) · Affiliated broker-dealer or bank to another

Signals

Christopher Michael Davey left Mml Investors Services, Llc for Edward Jones (registered 2025-09-12)
Sep 10, 2025 · Advisor changed firm · fact
Christopher Michael Davey left Hornor, Townsend & Kent, Llc for Mml Investors Services, Llc (registered 2024-11-20)
Nov 13, 2024 · Advisor changed firm · fact
Christopher Michael Davey left Excel Wealth Management, Llc for Hornor, Townsend & Kent, Llc (registered 2024-01-30)
Jul 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address