DFX Intelligence

G••••• E•• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

G••••• E•• M••••

Advisor at C•••••••• C•••••• L••

MIAMI, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• C•••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• C•••••• L••	Asset manager	Dec 22, 2025	n/a	yes	MIAMI, FL	Current employment
C•••••••• C•••••• L••	Asset manager	Dec 16, 2024	Dec 31, 2024	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	C•••••••• C•••••• L••	Aug 21, 2014	Apr 7, 2015	229	Firm change	Other
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Aug 21, 2014	May 27, 2008

Relationships

Registered with (4)

→ C•••••••• C•••••• L••Registered adviserregistration: previous registration
Dec 16, 2024 to Dec 31, 2024factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 27, 2008 to Aug 21, 2014factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
May 16, 2008 to Aug 21, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 29, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.