H•••• B•• P•••

Advisor at R•••••••• L••

PALO ALTO, CA | Boulder, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a66815d6-6314-0ac2-52bf-5ae646728391

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 13, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• L••	Independent wealth	Apr 29, 2026	n/a	yes	PALO ALTO, CA\|Boulder, CO	Current employment
I••••••••• W••••• M•••••••••	Independent wealth	Feb 28, 2025	Feb 11, 2026	no	SAN DIEGO, CA\|Boulder, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• M•••••••••	R•••••••• L••	Feb 11, 2026	Apr 29, 2026	77	Firm change	RIA to RIA
T•• W••••• C••••••••• I•••	I••••••••• W••••• M•••••••••	Jan 31, 2025	Feb 28, 2025

Relationships

Registered with (3)

→ R•••••••• L••Registered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ I••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 28, 2025 to Feb 11, 2026factForm ADV
→ T•• W••••• C••••••••• I•••Registered adviserregistration: previous registration
Dec 13, 2024 to Jan 31, 2025factForm ADV

Dated events

Occurred
Feb 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a66815d6-6314-0ac2-52bf-5ae646728391
First observed: Dec 13, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.