RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• B•• P•••
- R•••••••• L•• independent RIA currentsince Apr 29, 2026 · Palo Alto, Ca
- I••••••••• W••••• M••••••••• independent RIAFeb 28, 2025 to Feb 11, 2026 · San Diego, Ca
- T•• W••••• C••••••••• I••• independent RIADec 13, 2024 to Jan 31, 2025 · Boulder, Co
- I••••••••• W••••• M••••••••• to R•••••••• L••left Feb 11, 2026, registered Apr 29, 2026 (77 days) · RIA to RIA
- T•• W••••• C••••••••• I••• to I••••••••• W••••• M•••••••••left Jan 31, 2025, registered Feb 28, 2025 (28 days) · RIA to RIA
- H•••• B•• P••• left I••••••••• W••••• M••••••••• for R•••••••• L•• (registered 2026-04-29)Feb 11, 2026 · Advisor changed firm · fact
- H•••• B•• P••• left T•• W••••• C••••••••• I••• for I••••••••• W••••• M••••••••• (registered 2025-02-28)Jan 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address