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Advisor at COMMONWEALTH FINANCIAL NETWORK
Hyannis, MA | NANTUCKET, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 11, 2023 | n/a | yes | NANTUCKET, MA|Hyannis, MA | Current employment |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | Asset manager | May 3, 2010 | Apr 11, 2014 | no | BOSTON, MA | Previous registration |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Asset manager | May 3, 2010 | Dec 31, 2010 | no | BOSTON, MA | Previous registration |
| ALLSPRING FUNDS MANAGEMENT, LLC | Asset manager | Jan 4, 2010 | Apr 28, 2010 | no | SAN FRANCISCO, CA | Previous registration |
| EVERGREEN INVESTMENT MANAGEMENT CO | n/a | Nov 13, 2009 | Jan 4, 2010 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | COMMONWEALTH FINANCIAL NETWORK | Apr 11, 2014 | May 11, 2023 | 3,317 | Firm change after gap | Other |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | MANULIFE INVESTMENT MANAGEMENT (US) LLC | Dec 31, 2010 | May 3, 2010 | -242 | Bulk transfer | Other |
| ALLSPRING FUNDS MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Apr 28, 2010 | May 3, 2010 | 5 | Firm change | Other |
| EVERGREEN INVESTMENT MANAGEMENT CO | ALLSPRING FUNDS MANAGEMENT, LLC | Jan 4, 2010 | Jan 4, 2010 | 0 | Firm change | Other |