DFX Intelligence

S•••• S• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

S•••• S• J••••••

Advisor at O••••••• A••••••• S••••••• L••

Pine Island, MN | FRANKLIN, TN

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Search this name across graphsid dfx:ria:a686a987-3e23-e02c-f405-b7cc25d30b00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• A••••••• S••••••• L••	Independent wealth	Feb 4, 2026	n/a	yes	Pine Island, MN\|FRANKLIN, TN	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 3, 2023	Dec 4, 2025	no	OWATONNA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	O••••••• A••••••• S••••••• L••	Dec 4, 2025	Feb 4, 2026	62	Firm change	Ibd to RIA
F•• S••••••••• C•••••••••	O•••• W•••••• I•••	Nov 3, 2023	Nov 3, 2023

Relationships

Registered with (3)

→ O••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Feb 4, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 3, 2023 to Dec 4, 2025factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jun 27, 2023 to Nov 3, 2023factForm ADV

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a686a987-3e23-e02c-f405-b7cc25d30b00
First observed: Jun 27, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.